The Trade Life Cycle

The Trade Life Cycle

Delivery:

Various

The Trade Life Cycle

For group bookings, to discuss tailored delivery or for any questions about this course, please get in touch:

Course Overview

 

Have you wondered what happens after a securities transaction is executed? The life cycle involves all the business, operational and technological activities involved in a securities trade from execution through to settlement.

 

This course offers insight into the critical functional processes, referred to as the workflow of a trade. We break down the life cycle into three functional activity groups from Pre-trade to At-trade and Post-trade functionalities. The course will demonstrate how the entire process works and demystify the complexities of the chain of events that occur.

 

Learning Objectives

 

  • Understand how trades are executed on exchanges and OTC markets
  • Discuss electronification in securities markets
  • Explore the transaction flow from trade execution through to settlement
  • Recognise the importance of risk management provided by clearing houses
  • Identify the operational risks in securities trading
  • Discuss post trade responsibilities and regulatory obligations
  • Analyse securities transaction costs and how to measure them

 

The Trade Life Cycle Course

Course Modules

 

  • The Pre-trade phase – Trading and the environment
  • The At-trade phase – trade venues and trade management
  • The Post-trade phase – Settlement and the ‘Straight-Through-Process’
  • The Post-trade phase – Transaction Cost Analysis (TCA)

For group bookings, to discuss tailored delivery or for any questions about this course, please get in touch:

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The Trade Life Cycle

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