The Trade Life Cycle
Delivery:
Various
For group bookings, to discuss tailored delivery or for any questions about this course, please get in touch:
Course Overview
Have you wondered what happens after a securities transaction is executed? The life cycle involves all the business, operational and technological activities involved in a securities trade from execution through to settlement.
This course offers insight into the critical functional processes, referred to as the workflow of a trade. We break down the life cycle into three functional activity groups from Pre-trade to At-trade and Post-trade functionalities. The course will demonstrate how the entire process works and demystify the complexities of the chain of events that occur.
Learning Objectives
- Understand how trades are executed on exchanges and OTC markets
- Discuss electronification in securities markets
- Explore the transaction flow from trade execution through to settlement
- Recognise the importance of risk management provided by clearing houses
- Identify the operational risks in securities trading
- Discuss post trade responsibilities and regulatory obligations
- Analyse securities transaction costs and how to measure them
Course Modules
- The Pre-trade phase – Trading and the environment
- The At-trade phase – trade venues and trade management
- The Post-trade phase – Settlement and the ‘Straight-Through-Process’
- The Post-trade phase – Transaction Cost Analysis (TCA)
For group bookings, to discuss tailored delivery or for any questions about this course, please get in touch:
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The Trade Life Cycle
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