Its invaluable content is produced by financial services and industry experts who have the ability to ensure your knowledge is updated at the pace of change.
In this issue:
Operational Resilience – Is Your Firm Ready?
Money Laundering Regulation – Latest Developments
Financial Promotions – The Regulatory Perimeter
Links to FCA documents
Welcome to the first issue of Advice Matters for 2022. This edition will help you get to grips with Operational Resilience, Money Laundering Regulation developments, Financial Promotion, and more.
Whether it’s adjustments in market, product, legislation and regulation, Advice Matters shares the news and insights you need to stay on the right side of compliance.
It includes the most recent changes from the FCA and PRA, along with links to articles and policies which you can absorb at your leisure. Reading through each issue also provides an hour of CPD, accredited by The London Institute of Banking & Finance, so it’s well worth a look.
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